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Report of the Securities Commission on Aspects of the Affairs of Max Resources Limited
(In Statutory Management)
Volume 1
January 2000
Substantial Security Holder Disclosure and Directors' Conduct
in Transactions of
Max Resources Limited
(in Statutory Management)
in 1996, 1997 and 1998
- Introduction
- Background
- Max - Incorporation and Nature of Business
- Max's financial position
- Directors of Max
- Shareholdings in Max
- Shareholder distribution
- Suspension of the quotation of Max's listed securities
- Executive Summary of Volume 1
- Disclosure of Relevant Interests in the Listed Securities of Max
- Conduct of Max's Directors in Relation to Transactions Entered into by Max in 1996/97
- Issues Considered in Volume 1
- Disclosure of Relevant Interests in Max's Listed Securities
- Legal requirements for disclosure of relevant interests
- Relevant substantial security holder notices filed with NZSE in the period 1 April 1996 to 30 October 1997
- The McLernon Group report to NZSE
- Our Enquiries
- The relevant interests of Mr Briggs
- The relevant interests of Mr Jeff Verheggen
- The relevant interests of Pica Corporation
- The relevant interests of Global Portfolio Management
- Conclusion
- Conduct of Max's Directors in Relation to Transactions Entered Into by Max in 1996/1997
- Change in the nature of Max's principal business in May 1997
- The purchase of the Ohio WRS Plant by Max
- The French Venture
- Conclusions relating to the French Venture
- Referrals
Glossary of Terms Used in Our Report
Appendices
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