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Other Publications

Publications from September 1997 and earlier are available on this site only as pdf files. Some are very large. All publications are available in hard copy and can be ordered from seccom@seccom.govt.nz or by telephone 04 472 9830.

December 1997 to present

1981 to September 1997





Equity Warrants Policy Paper. 10 April 1997 (PDF 907KB)



Proposed Recommendation for Amendments to Securities Regulations 1983 as Notified in Gazette on 27 March 1997. March 1997 (PDF 3,310KB)



Investment Product and Adviser Disclosure - Proposals for Amendments to Securities Regulations [1983]. 1 November 1996 (PDF 312KB)



Review of the Law on Insider Trading. Recommendations. 27 June 1996 (PDF 715KB)



Report of an Inquiry Into Aspects of the Affairs of Metropolitan Lifecare Group Limited. 17 April 1996 (PDF 2,008KB)



Review of the Nature and Extent of the Involvement of Nominees in the New Zealand Market. March 1996 (PDF 1,953KB)



Proposed Recommendation Securities Act 1978 - Recommendation for Regulations to Amend the Securities Regulations 1983. 28 February 1996. (PDF 1,246KB) (Disclosure of Information in a Registered Prospectus for Debt Securities of Investments by the Issues in Subsidiaries which do not Guarantee the Issue)



Takeover Offer by Eltham Holdings Limited for all the Shares of Fay Richwhite & Company Limited - Repurchase of Shares by Tranz Rail Limited. 17 November 1995 (PDF 334KB)



The Role of Professional Advisers in Takeover Situations. November 1995 (PDF 1,166KB)



Fortex Group Limited (In Receivership and in Liquidation). 13 October 1995 (PDF 5,726KB)



Overseas Issuers - New Issues - Proposed Exemption Notice 1995 Statement of Proposals by the Securities Commission. 10 May 1995 (PDF 675KB)



Report of an Inquiry into Aspects of the Affairs of Regal Salmon Limited Including Trading in its Listed Securities. 28 July 1994 (PDF 8,027KB)



Report of an Inquiry into the Published Financial Statements of Apple Fields Limited. 20 July 1994 (PDF 10,310KB)



Resident Funded Retirement Villages - Proposals for Reform of the Law. December 1993 (PDF 3,502KB)



Requirements for Debt Security Prospectuses. Accounting For Investments by the Borrowing Group in Non-Guaranteeing Subsidiaries. Statement of Proposals by the Securities Commission for Amendments to the Securities Regulations 1983. December 1993 (PDF 1,377KB)



The Regulation of Prospective Financial Information and Other Information in Registered Prospectuses - Proposals for Reform. July 1993 (PDF 2,510KB)



Report of an Enquiry into Certain Arrangements Entered Into by the Bank of New Zealand in March 1988. 24 May 1993 (PDF 15,365KB)



Report on Enquiry into London Pacific Limited (Receivers Appointed). Vols 1 & 2. March 1993 Volume 1 (PDF 8,684KB) Volume 2 (PDF 5,979KB)



Report on Enquiry Into Dealings In The Voting Securities of Gulf Resources Pacific Limited (Formerly City Realties Limited) During the Period November 1989 to January 1990. June 1992 (PDF 2,855KB)



Statutory Management. Report to the Minister of Justice on Part III of the Corporations (Investigation and Management) Act 1989. April 1992 (PDF 5,661KB)



Securities Transfer Act 1991 - NZSE FASTER Proposal. 14 January 1992 (PDF 286KB)



Report on Enquiry into the Voting Securities of Air New Zealand Limited. October 1991 (PDF 469KB)



Report on Enquiry into a Registered Prospectus Issued by Agricola Resources Limited dated 3 June 1986. July 1991 (PDF 8,185KB)



Report of the Securities Commission on its Enquiry into Trading in the Five Year Government Stock No. 2 Futures Contract on the New Zealand Futures & Options Exchange in 1989. 1 November 1990 (PDF 6,153KB)



An Examination of Profit Forecast Disclosure in New Zealand Prospectuses. Report Prepared for the Securities Commission by Y T Mak MCom (Otago) ACA. Victoria University of Wellington. August 1990 (PDF 3,252KB)



Capital Structure and Financial Reporting in New Zealand. December 1989 (PDF 22,156KB)



Interim Report of the Securities Commission re Robt. Jones Investments Limited ("RJI") - Purchase of a Property from Chase Corporation Limited ("Chase"). 21 July 1989 (PDF 2,916KB)




Timeshare Interests in New Zealand. 10 February 1989 (PDF 2,000KB)



Company Takeovers. Report to the Minister of Justice by the Securities Commission. Volume 1. October 1988 (PDF 9,608KB) Volume 2. October 1988 (PDF 15,772KB)



Interim Report of the Securities Commission on Aspects of a Proposal for a Merger of Lion Corporation Limited and L.D. Nathan & Co. Limited. 2 March 1988 (PDF 2,240KB)



Insider Trading - Report to the Minister of Justice by the Securities Commission. 2 vols. December 1987 Volume 1 (PDF 3,697KB) Volume 2 (PDF 5,088KB)



Report of the Securities Commission on Equiticorp Holdings Limited. 23 December 1987 (PDF 1,112KB)



Report of the Securities Commission on an Enquiry into Aspects of the Affairs of Perry Dines Corporation Limited (Receivers Appointed). 22 May 1986 (PDF 1313KB)



Report of the Securities Commission on an Enquiry into Dealings in the Shares of EMCO Group Limited on the New Zealand Stock Exchange. 16 December 1985 (PDF 602KB)



Comment by the Securities Commission to the Members of Aurora Group Limited. December 1985 (PDF 146KB)



Further Report on Sovereign Gold Mines Limited. 16 August 1985 (PDF 423KB)



Report on Sovereign Gold Mines Limited. 20 December 1984 (PDF 1917 KB)



Draft Proposals under the Securities Act 1978 for Regulations Relating to Contributory Mortgages. 5th draft. 30 May 1985 (PDF 2,243KB)



Draft Proposals under the Securities Act 1978 for Regulations Relating to Contributory Mortgages. 4th draft. 20 December 1984 (PDF 2,277KB)



Draft Proposals under the Securities Act 1978 for Regulations Relating to Contributory Mortgages. 3rd draft. 31 August 1984 (PDF 2,313KB)



Securities Commission Bulletin No. 3. Preparing to "Go Public". 5 July 1984 (PDF 28KB)



Securities Commission Bulletin No. 2. Pre-prospectus Publicity. 1 May 1984 (PDF 25KB)



Securities Commission Bulletin No. 1. 1 March 1984 (PDF 27KB)



Company Takeovers - A Review of the Law and Practice. 3 vols 5 October 1983 Volume 1 (PDF 3,659KB) Volume 2 (PDF 4,732KB)



Proposed Second Draft. Draft Securities Regulations 1981. Part 00, Contributory Mortgages. [September 1982] (PDF 1,871KB)



Nominee Shareholdings - Proposals for Legislation. May 1982 (PDF 1,121KB)



Nominee Shareholdings - Draft Proposals for Legislation. 20 March 1982 (PDF 1,110KB)



Proposals under the Securities Act 1978 for Regulations Relating to Contributory Mortgages. 7 December 1981 (PDF 2,750KB)



Second Draft - Proposed Recommendations for Securities Regulations. 27 October 1981 (PDF 4,369KB)



Nominee Shareholdings in Public Companies - A Review of the Law and Practice with a Proposal for Reform. [June 1981] (PDF 5,999KB)

All publications are available in hard copy and can be ordered from seccom@seccom.govt.nz or by telephone 04 472 9830.

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